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Family Offices

In recent years, family offices have become a key tool for HNW families to manage their investments. Mr. Ziaukas assists these families in structuring their portfolios to comply with Federal securities and commodities regulations.

Key Services for Family Offices

  • Guiding HNW families through SEC and CFTC requirements to qualify for exemption from IA, CTA, and CPO registration.
  • Defining and reviewing who qualifies as a “family client” of a family office.
  • Creating streamlined investment structures for “family members” (such as a family LLC or LP).
  • Assisting with subscription materials for portfolio investments in outside hedge funds, private equity funds, and other investment vehicles.
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