Commodity Futures Law
Trading in commodity futures involves navigating a complex landscape of Federal laws and regulations, essential for successful business management. Mr. Ziaukas provides comprehensive legal support for CTAs, CPOs, and IBs, ensuring compliance with federal laws and regulations. As CFTC regulations have become increasingly complex, Mr. Ziaukas has guided his clients in structuring ISDA relationships with swap counterparties around the world.
Key Services in Commodity Futures Law for Investment Professionals
- Organizing CTAs, CPOs, and IBs under state law and handling CFTC registration and NFA membership.
- Acting as U.S. counsel for master-feeder, onshore-offshore commodity pools.
- Preparing CPO and CTA disclosure documents in accordance with CFTC and NFA rules.
- Drafting and reviewing investment management agreements.
- Preparing offering materials for Reg. 4.7 exempt pools.
- Developing supervisory and compliance procedures and manuals.
- Negotiating agreements with commodity pool service providers.
- Providing counsel during CFTC and SRO compliance examinations.
- Addressing unexpected compliance challenges.
