Asset Managers and Hedge Funds
Mr. Ziaukas assists asset managers in structuring hedge funds and creating the necessary legal frameworks for investor offerings. He guides clients through every phase of hedge fund structuring, from bringing them to market to the careful vetting of solicited investors ensuring they are eligible to invest in the fund. His counsel extends to managers planning to trade both securities and commodity futures, which may necessitate registration with the SEC and CFTC.
Key Services for Hedge Funds
- Advising on hedge fund structures, including entity formation, fee structures, trading limitations, and target investors.
- Establishing the management entity for the hedge fund.
- Preparing offering documents.
- Determining and handling investment adviser registration or exemption.
- Assessing whether a hedge fund is a commodity pool and ensuring compliance or securing exemptions.
- Navigating the complexities of master-feeder, onshore-offshore fund structures, and coordinating with offshore counsel.
- Guiding hedge funds through blue sky obligations and ensuring compliance with Reg. D exemptions.
- Ensuring investor eligibility and suitability standards are met.
- Addressing unforeseen compliance issues as they arise.
